Steven Arthur Sherman

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → 10/2024
  American Portfolios
  Rockville Centre, NY
• 10/2024 → 01/2026
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 01/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2026 → Present
  North Ridge Wealth Planning
  Garden City, NY
• 01/1998 → Present
  Evans & Associates Llc
  Garden City, NY

Previous Registrations

• 2024-10-11 → 2026-01-29
  Osaic Wealth, Inc.
  Garden City, NY
  Scottsdale, AZ
• 2009-11-17 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY

Other Businesses

1. NAME OF OTHER BUSINESS: NORTH RIDGE WEALTH PLANNING INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: financial services START DATE: 02/2026 POSITION/TITLE/RELATIONSHIP: financial professional APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: provide financial services; 2. NAME OF OTHER BUSINESS: EVANS & ASSOCIATES LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: insurance START DATE: 01/1998 POSITION/TITLE/RELATIONSHIP: owner APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: administrative officer; 3. NAME OF OTHER BUSINESS: BLAIR FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: inactive entity START DATE: 01/1990 POSITION/TITLE/RELATIONSHIP: president APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: CORPORATE REPORTING; 4. NAME OF OTHER BUSINESS: Wall & William financial services group INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: inactive entity START DATE: 01/1992 POSITION/TITLE/RELATIONSHIP: president APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: corporate reporting; 5. NAME OF OTHER BUSINESS: Various family trusts INVESTMENT RELATED: yes ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: trustee services START DATE: 01/2003 POSITION/TITLE/RELATIONSHIP: fiduciary APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: oversee trust assets;

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-07-03

Designations

• Certified Financial Planner

Other Names

• Steven Arthur Sherman
• Stephen Arthur Sherman