Michael David Brown

Current Employers

Employment History

• 11/2005 → 10/2023
  Principal Life Insurance Company
  Murrieta, CA
• 04/2015 → Present
  Md Brown Financial
  Murrieta, CA
• 03/2016 → 10/2023
  Principal Securities Inc
  Murrieta, CA
• 11/2023 → Present
  Osaic Wealth, Inc
  Murrieta, CA
• 11/2023 → Present
  The Ameriflex Group
  Las Vegas, NV

Previous Registrations

• 2023-11-01 → 2025-07-03
  The Ameriflex Group
  Murrieta, CA
• 2006-05-17 → 2023-11-09
  Principal Securities, Inc.
  Murrieta, CA
  Irvine, CA
  San Juan Capistrano, CA
  San Juan Capistrano, CA
• 2003-07-08 → 2005-11-09
  Mml Investors Services, Llc
  Temecula, CA

Other Businesses

1. TAX PREPARATION. 04/1997-PRESENT. NOT INVESTMENT RELATED,30 HRS BETWEEN FEB AND APRIL. 2. VARIOUS CARRIERS. 01/2005-PRESENT. SALES OF FIXED ANNUITIES, GRP/IND MED. NOT INVESTMENT RELATED. 3. HIGH SCHOOL BASKETBALL. 2010-PRESENT. COACH. ***OUTSIDE INSURANCE, SELLING FIXED LIFE INSURANCE, FIXED ANNUITIES, LONG TERM CARE INSURANCE AND DISABILITY INSURANCE THROUGH VARIOUS CARRIERS, 11/05/14. 4. RENTAL REAL ESTATE POSITION: Rental Real Estate NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 33166 Paseo Celestial, San Juan Capistrano CA 92675, United States DESCRIPTION: I own Time Shares that I will periodically rent out. 5. RENTAL REAL ESTATE POSITION: Owner NATURE: Sole Proprietorship? INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 33166 Paseo Celestial, San Juan Capistrano CA 92675, United States DESCRIPTION: I own Time Shares that I periodically rent out 6. MD BROWN FINANCIAL POSITION: Partner NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/1997 ADDRESS: 41856 Ivy St, Ste 113, Rancho Mission Viejo CA 92562-8805, United States DESCRIPTION: Tax Prep, Investment Advisory, Wealth Management, Insurance planning and sales 7. MICHAEL BROWN, INSURANCE AGENT POSITION: Insurance Agent NATURE: Insurance Agent, Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 10/01/1981 ADDRESS: 41856 Ivy St, Ste 113, Murrieta CA 92562-8805, United States DESCRIPTION: Sale of Life insurance, Disability Insurance, Health Insurance 8. MD BROWN FINANIAL POSITION: Owner NATURE: Sole Prop INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 04/01/1997 ADDRESS: 41856 Ivy St, Suite 113, Murrieta CA 92562, United States DESCRIPTION: Tax Preparation service, Tax Planning Services. 9. NWF ADVISORY SERVICES INC POSITION: Investment Advisor Representative NATURE: Corporation - Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 06/09/2025 ADDRESS: 41856 Ivy Street, Suite 113, Murrieta CA 92562, United States DESCRIPTION: I provide Advisory Services such as WRAP, Fee accounts and Financial Plans. I devote about 50% of my time to this activity

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-01-10

Designations