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Craig Allen Hauger

Osaic Wealth, Inc.

Goodyear, AZ

CRD 1004746

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-01-19
  • AZ RA
    APPROVED
    Since 2024-01-19

Branch Locations

Goodyear, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 09/2014 03/2019
Questar Asset Management Minneapolis MN 09/2014 03/2019
Woodbury Financial Services, Inc. Goodyear AZ 03/2019 01/2024
Woodbury Financial Services, Inc. Goodyear AZ 03/2019 01/2024
Osaic Wealth, Inc. Goodyear AZ 01/2024 Present
  • 09/2014 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 09/2014 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Goodyear, AZ
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Goodyear, AZ
  • 01/2024 → Present
    Goodyear, AZ
Previous Registrations
  • 2019-03-01 → 2024-01-19
    Woodbury Financial Services, Inc.
    Goodyear, AZ
    Torrance, CA
  • 2014-09-10 → 2019-03-01
    Questar Asset Management, Inc.
    Minneapolis, MN
    Goodyear, AZ
  • 2009-06-23 → 2014-09-08
    Summit Financial Group Inc
    Torrance, CA
    Goodyear, AZ
  • 2006-04-11 → 2009-06-16
    Torrance, CA
    Torrance, CA
  • 2002-02-04 → 2006-11-09
    Householder Group, Estate & Retirement Specialists
    Torrance, CA
Other Businesses

1. CRAIG HAUGER POSITION: Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes # OF HOURS:5 SECURITY TRADING HOURS: 5 START DATE: 03/04/2019 ADDRESS: 16365 W Palm Ln, Goodyear, AZ 85395 DESCRIPTION: Existing client service. Insurance & DI research and recommendations for clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-02-01
S63 Uniform Securities Agent State Law Examination 1985-11-19
  • S65 Uniform Investment Adviser Law Examination
    1992-02-01
  • S63 Uniform Securities Agent State Law Examination
    1985-11-19

View on SEC IAPD

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