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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-01-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 09/2014 | 03/2019 |
| Questar Asset Management | Minneapolis | MN | 09/2014 | 03/2019 |
| Woodbury Financial Services, Inc. | Goodyear | AZ | 03/2019 | 01/2024 |
| Woodbury Financial Services, Inc. | Goodyear | AZ | 03/2019 | 01/2024 |
| Osaic Wealth, Inc. | Goodyear | AZ | 01/2024 | Present |
1. CRAIG HAUGER POSITION: Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes # OF HOURS:5 SECURITY TRADING HOURS: 5 START DATE: 03/04/2019 ADDRESS: 16365 W Palm Ln, Goodyear, AZ 85395 DESCRIPTION: Existing client service. Insurance & DI research and recommendations for clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-19 |
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