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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-28 |
| TX | RA | APPROVED_RES | 2012-07-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Melville | NY | 06/2012 | Present |
DICHTER INC, INV RELATED, MELVILLE, NY, 100% OWNERSHIP, START 6/1/2012, 2 HOURS PER MONTH .10 HOURS DURING TRADING, FINET PRACTICE. DICHTER-PAPPAS GROUP, INV RELATED, MELVILLE, NY, 61% OWNERSHIP, START 6/1/2012, 2 HOURS PER MONTH .10 HOURS DURING TRADING, FINET PRACTICE. FMRG HOLDINGS, LLC, INVT RELATED, MELVILLE, NY, 12.5% OWNERSHIP, START DATE 12/1/2019, 25 MINUTES PER MONTH, 0 HRS DURING TRADING, TO FACILITATE PRACTICE LEASE FOR BUILDING.; CO-TRUSTEE FOR DICHTER PAPPAS PARTNERSHIP 401K, INV RELATED, MELLVILLE, NY, START: 1/10/2022, 2 HRS/MONTH, 0 HRS DURING TRADING.; CO-TRUSTEE FOR DICHTER PAPPAS PARTNERSHIP 401K FBO 1 ASSOCIATE, INV RELATED, MELLVILLE, NY, START: 10/18/2022, 0 HRS/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K.; CO-TRUSTEE FOR DICTHER PAPPAS PARTNERSHIP 401K FBO 1 ASSOCIATE, INV RELATED, MELLVILLE, NY, START: 04/21/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-28 |
| S65 | Uniform Investment Adviser Law Examination | 1995-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1981-09-03 |
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