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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2012-08-31 |
Branch Locations
600 Grant Streetsuite 4650, Pittsburgh, PA 15219 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Canonsburg | PA | 03/2010 | Present |
DUQUESNE UNIVERSITY CFP ADVISORY BOARD / 207 ROCKWELL HALL, 600 FORBES AVENUE PITTSBURGH, PA 15282 / ASSOCIATION (I.E., TRADE OR INDUSTRY, SPORT...) / EDUCATION / ADVISES AND REVIEWS THE EDUCATIONAL PROGRAM FOR DUQUESNE UNIVERSITY'S CFP PROGRAM. / MEMBER OF BOARD OF DIRECTORS / ADVISE AND REVIEW THE EDUCATIONAL PROGRAM FOR DUQUESNE UNIVERSITY'S CFP PROGRAM. / START DATE 05/28/2012.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1981-08-21 |
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