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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-03-03
  • CO RA
    APPROVED
    Since 2026-03-03

Branch Locations

Littleton, CO • United States

707 17Th St Ste 3700, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2008 Present
Northwestern Mutual Investment Services, Llc Downers Grove IL 11/2008 01/2024
Depaul University Chicago IL 09/2006 12/2021
Cannon Financial Institute Athens GA 09/2007 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
Northwestern Mutual Investment Services Llc Denver CO 01/2024 Present
Other Businesses

1. CANNON FINANCIAL INSTITUTE, NON-INVESTMENT RELATED,649 SOUTH MILLEDGE AVE, ATHENS, GEORGIA, EDUCATIONAL INSTITUTE, ADJUNCT FACULTY MEMBER, 09/2007, 20 HRS/MO, TRAIN SALES, SALES MANAGEMENT, DESIGN CURRICULUM. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3. TREASURER, AGING RESOURCES OF DOUGLAS COUNTY, 104 FOURTH STREET, CASTLE ROCK, , COLORADO, 80104, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 01/03/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER AND TREASURER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-16
S63 Uniform Securities Agent State Law Examination 1997-07-15
  • S66 Uniform Combined State Law Examination
    2010-11-16
  • S63 Uniform Securities Agent State Law Examination
    1997-07-15
Other Names
  • Kathy Jackson Rouske
  • Kathleen Jackson Rouske
  • Kathleen Jackson

View on SEC IAPD

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