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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-03-03 |
Branch Locations
707 17Th St Ste 3700, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2008 | Present |
| Northwestern Mutual Investment Services, Llc | Downers Grove | IL | 11/2008 | 01/2024 |
| Depaul University | Chicago | IL | 09/2006 | 12/2021 |
| Cannon Financial Institute | Athens | GA | 09/2007 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
| Northwestern Mutual Investment Services Llc | Denver | CO | 01/2024 | Present |
1. CANNON FINANCIAL INSTITUTE, NON-INVESTMENT RELATED,649 SOUTH MILLEDGE AVE, ATHENS, GEORGIA, EDUCATIONAL INSTITUTE, ADJUNCT FACULTY MEMBER, 09/2007, 20 HRS/MO, TRAIN SALES, SALES MANAGEMENT, DESIGN CURRICULUM. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3. TREASURER, AGING RESOURCES OF DOUGLAS COUNTY, 104 FOURTH STREET, CASTLE ROCK, , COLORADO, 80104, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 01/03/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER AND TREASURER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-15 |
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