Bruce Webb Woods

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2026-06-01
TX	RA	APPROVED_RES	2013-03-27
CA	RA	APPROVED	2009-09-08

NV RA
APPROVED

Since 2026-06-01
TX RA
APPROVED_RES

Since 2013-03-27
CA RA
APPROVED

Since 2009-09-08

Branch Locations

Gardnerville, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Concord	CA	09/2009	Present

09/2009 → Present

Lpl Financial, Llc

Concord, CA

Previous Registrations

2007-02-12 → 2009-12-11

Strategic Wealth Advisors Group

Concord, CA
2008-11-14 → 2009-10-01

Associated Planners Investment Advisory Inc

Boston, MA
2008-11-07 → 2009-09-08

Associated Securities Corp.

Concord, CA

San Mateo, CA

Concord, CA
2007-09-25 → 2008-11-04

Fsc Securities Corporation

Concord, CA

Other Businesses

1) 11/23/2010: Dubois Enterprises, Inc. - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - C- Corp DBA W/Legal entity 2) 11/23/2010: Woods Financial & Insurance Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-02-23
S63	Uniform Securities Agent State Law Examination	1996-04-29

S65 Uniform Investment Adviser Law Examination

2004-02-23
S63 Uniform Securities Agent State Law Examination

1996-04-29

View on SEC IAPD