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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-06-29
  • NJ RA
    APPROVED
    Since 2022-06-29

Branch Locations

525 Washington Blvd Central Business Review Unit, Jersey City, NJ 07310 • United States

Middletown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southwest Securities/Hilltop Securities New York NY 01/2007 08/2018
Unemployed Middletown NJ 08/2018 06/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jersey City NJ 06/2022 Present
Merrill Lynch Manasquan NJ 06/2020 08/2021
Unemployed Middletown NJ 09/2021 06/2022
  • 01/2007 → 08/2018
    Southwest Securities/Hilltop Securities
    New York, NY
  • 08/2018 → 06/2020
    Unemployed
    Middletown, NJ
  • 06/2022 → Present
    Jersey City, NJ
  • 06/2020 → 08/2021
    Merrill Lynch
    Manasquan, NJ
  • 09/2021 → 06/2022
    Unemployed
    Middletown, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-25
S63 Uniform Securities Agent State Law Examination 1982-01-13
  • S66 Uniform Combined State Law Examination
    2020-02-25
  • S63 Uniform Securities Agent State Law Examination
    1982-01-13
Other Names
  • David William Edgar
  • David Edgar
  • David W Edgar

View on SEC IAPD

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