George William Kovka

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2006 → 11/2017
  National Planning Corporation
  Cheshire, CT
• 11/2017 → 02/2023
  Securities America, Inc.
  Southington, CT
• 11/2017 → 02/2023
  Securities America Advisors
  Southington, CT
• 02/2023 → Present
  Lpl Financial Llc
  Southington, CT

Previous Registrations

• 2017-11-01 → 2023-02-02
  Securities America Advisors, Inc.
  Southington, CT
• 2006-11-28 → 2017-11-09
  National Planning Corporation
  South Windsor, CT
  Southington, CT

Other Businesses

1)01/03/2023 - Real Estate Rental - OWNER - INV REL - CHESIRE, CT START 05/01/2012 3% OF TIME FOR THIS OBA 2) 01/03/2023 - NVB Insurance - DBA -KOVKA ASSOCIATES - Non-Variable Insurance - INV -REL - START 03/10/2016 3) 01/03/2023 - NOTARY - INV-REL - ST OF CT - START 03/21/1993 4)01/03/2023 - Barbara Butler Artist Builder Inc - NON INV RELATED - MARKETING START DATE 05/28/2005 5) 01/03/2023 - Kovka Associates - DBA for LPL Business (entity for LPL business) - INV REL AT REPORTED BUSINESS LOCATION(S)

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-13
• S63 Uniform Securities Agent State Law Examination
  2004-05-13