James Paul Celico

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2006-05-15

RI RA
APPROVED

Since 2006-05-15

Branch Locations

North Kingstown, RI • United States

14 Hayward Street #2, Cranston, RI 02910 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	North Kingstown	RI	07/2003	Present

07/2003 → Present

Linsco/Private Ledger Corp.

North Kingstown, RI

Other Businesses

1. INDEPENDENT INSURANCE AGENT SELLING TERM, DISABILITY, AND LONG TERM CARE INSURANCE PRODUCTS / NORTH KINGSTOWN, RI / APPROVED AUGUST 5, 2003 2.03/26/2009-NON-VARIABLE INSURANCE-OCASSIONAL SALES OF LIFE, DISABILITY AND LONG TERM CARE INSURANCE

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-06-29

S63 Uniform Securities Agent State Law Examination

1983-06-29

Designations

Chartered Financial Consultant

Other Names

James P Celico

View on SEC IAPD