Richard Peter Cross

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2001 → 10/2024
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 10/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2003-07-22 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY

Other Businesses

1. Lackawaxen Ambulance started 06/05/2021 participates in quarterly meetings approx 3 hrs monthly. Zero compensation, not investment related, not during market hours 2. LACKAWAXEN AMBULANCE POSITION: President NATURE: Volunteer as President of Lackawaxen Volunteer Ambulance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2021 ADDRESS: 1611 Rt 590, Hawley PA 18428 DESCRIPTION: participates in monthly meetings sometimes show up at events on the weekend highlighting EMS 3. INSURANCE POSITION: sales of fixed annuities NATURE: sales of fixed annuities through Simplicity Group INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 03/27/2025 ADDRESS: 146 Candlewick Way, 1A163, Lackawaxen PA 18435, United States DESCRIPTION: will start selling fixed annuities this week through Simplicity Group

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-04-30
• S65 Uniform Investment Adviser Law Examination
  2001-10-02