Thomas Elmer Bodin

Employer firm

Harbour Investments, Inc. CRD 19258

$9.60B regulatory AUM 3,203 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2009-03-12

WI RA
APPROVED

Since 2009-03-12

Branch Locations

Waukesha, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Harbour Investments, Inc.	Madison	WI	03/2009	Present
Bodin Financial Services	Waukesha	WI	03/2009	Present

03/2009 → Present

Harbour Investments, Inc.

Madison, WI
03/2009 → Present

Bodin Financial Services

Waukesha, WI

Previous Registrations

2001-10-16 → 2009-02-26

Pruco Securities, Llc.

Wauwatosa, WI

Wauwatosa, WI

Other Businesses

1)Bodin Financial Services - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3)Bodin Inc. | 208 Wilson Avenue, Bayfield, WI 54814 | Vice President and member of the Board of Directors | Description: Sell Grain Cutting Boards | Beginning 10/2018 | 10 hours per month, 0 during trading hours | Paid position | Not investment related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-10-16
S63	Uniform Securities Agent State Law Examination	1983-06-22

S65 Uniform Investment Adviser Law Examination

2001-10-16
S63 Uniform Securities Agent State Law Examination

1983-06-22

View on SEC IAPD