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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-10-01
  • PA RA
    APPROVED
    Since 2025-10-01

Branch Locations

1312 Peninsula Drive, Erie, PA 16505 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Pfeffer Ins Agency Erie PA 08/1998 10/2025
Voya Financial Advisors Erie PA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 10/2025
Cetera Investment Advisers Llc Schaumburg IL 06/2023 10/2025
Commonwealth Financial Network Waltham MA 10/2025 Present
Catrabone, Catrabone & Associates Erie PA 10/2025 Present
  • 08/1998 → 10/2025
    Pfeffer Ins Agency
    Erie, PA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Erie, PA
  • 06/2021 → 10/2025
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → 10/2025
    Schaumburg, IL
  • 10/2025 → Present
    Waltham, MA
  • 10/2025 → Present
    Catrabone, Catrabone & Associates
    Erie, PA
Previous Registrations
  • 2023-06-29 → 2025-10-01
    Erie, PA
    Ave Maria, FL
    Ave Maria, FL
  • 2021-06-09 → 2023-06-29
    Cetera Wealth Services, Llc
    Erie, PA
    Iowa Falls, IA
    Ave Maria, FL
  • 2016-04-11 → 2021-06-09
    Pittsburgh, PA
    Erie, PA
    Pittsburgh, PA
    Ellicott City, MD
    Pittsburgh, PA
    Windsor, CT
    Norwalk, IA
Other Businesses

Fixed insurance sales; as of 10/01/2025; 10% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-02-28
  • S63 Uniform Securities Agent State Law Examination
    1984-02-28
Other Names
  • Mike Langer

View on SEC IAPD

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