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Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-29
  • CO RA
    APPROVED
    Since 2026-07-29

Branch Locations

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

7200 S Alton Way, Suite A-110, Centennial, CO 80112 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 11/2015 07/2026
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2015 07/2026
Ausdal Financial Partners, Inc Davenport IA 07/2026 Present
Previous Registrations
  • 2015-12-11 → 2026-07-30
    Centennail, CO
  • 2014-05-07 → 2015-12-11
    Securities America Advisors, Inc.
    Centennial, CO
  • 2004-09-16 → 2015-03-05
    Jrl Capital Advisors Llc
    Centennial, CO
    Denver, CO
  • 2002-05-10 → 2004-09-10
    Fsc Securities Corporation
    Denver, CO
  • 1999-01-01 → 2002-04-25
    Denver, CO
Other Businesses

HARTMANN FINANCIAL SOLUTIONS, LLC; INVESTMENT RELATED; CENTENNIAL, CO; OUTSIDE INSURANCE SALES; AGENT; ACTIVITY BEGAN 01/2019; I DEVOTE UP TO 5 HOURS PER MONTH TO THIS ACTIVITY WITH NONE OF THOSE HOURS DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS. THE HARTMANN GROUP, INC; NOT INVESTMENT RELATED; CENTENNIAL, CO; S CORP FOR PAYROLL; OWNER; ACTIVITY BEGAN 01/2012; I DEVOTE LESS THAN AN HOUR TO THIS ACTIVITY PER MONTH AND NONE DURING TRADING HOURS; S CORP TO PREPARE PAYROLL. HARTMANN 768, LLC,; NOT INVESTMENT RELATED; PARKER CO; AUTHOR/PUBLISHER; AUTHOR; ACTIVITY BEGAN 12/2023; OWNER; I DEVOTE LESS THAN ONE HOUR TO THIS ACTIVITY WITH NO HOURS DURING TRADING HOURS; PUBLISHED AUTHOR. HARTMANN FINANCIAL ADVISORS; INVESTMENT RELATED; CENTENNIAL, CO; OWNER; ACTIVITY BEGAN 04/2019; I DEVOTE APPX 140 HOURS TO THIS ACTIVITY ALL DURING TRADING HOURS; MANAGE CLIENT PORTFOLIOS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-08-04
  • S63 Uniform Securities Agent State Law Examination
    1982-08-04
Designations
Other Names
  • Donald Leonhard Hartmann
  • Donald Leonhard Hartman
  • Donald Leonard Hartmann

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