Darrel Clarence Smith

Current Employers

Employment History

• 11/1989 → Present
  Osaic Wealth, Inc.
  North Platte, NE
• 04/2019 → Present
  First Nebraska Advisory Llc
  North Platte, NE
• 01/1987 → Present
  First Nebraska Financial Services, Inc.
  North Platte, NE
• 09/2000 → 05/2019
  Royal Alliance Associates, Inc.
  Scottsdale, AZ

Other Businesses

First Nebraska Financial Services, Inc. investment related 202 W. 2nd St., North Platte, NE 69101 insurance Shareholder 1/1/1987 160 hours per month 140 hours during trading Recommend and sell insurance products Nebraska Golf Association not investment-related 6618 South 118th Street, Omaha, NE 68137 association Board Member 1/1/2014 4 hours per month 4 hours during trading Attend quarterly board meetings and volunteer a 2 golf tournaments per year. JTWROS Darrel & Frances Smith; John & Vicky Smith investment related 202 W. 2nd St., North Platte, NE 69101 real estate rental (tenant office space lease) JTWROS 1/20/2021 0 hours per month 0 hours during trading passive real estate ownership JTWROS Darrel & Frances Smith investment related private residence in La Quinta, CA real estate rental (second home) JTWROS 6/1/2020 0 hours per month 0 hours during trading passive real estate ownership NOTARY PUBLIC LICENSE POSITION: License holder NATURE: Self INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 202 W 2nd St, North Platte NE 69101, United States DESCRIPTION: Occasionally a legal document requires a Notary stamp and signature. In a year I might do 5 to 10 signatures.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-28
• S63 Uniform Securities Agent State Law Examination
  1982-01-29