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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
5001 Spring Valley Road Suite 900W, Dallas, TX 75244 • United States
Pilot Point, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Dallas | TX | 07/1993 | Present |
| Morgan Stanley Smith Barney | Dallas | TX | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
PRIVATE COMPANY-THOMAS SECOND CHANCE RESCUE RANCH LLC-MY WIFE AND I ARE CHANGING THE OWNERSHIP OF OUR RANCH REAL ESTATE FROM JOINT TO "THOMAS SECOND CHANCE RESCUE RANCH, LLC" . EFFECTIVE DATE 11/2014-WE ARE DOING THIS FOR LIABILITY PROTECTION FROM OUR RESCUE HORSES AND ALPACAS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1981-08-07 |
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