Alice Douglas Pidgeon

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  San Francisco, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  San Francisco, CA

Other Businesses

CO-TRUSTEE FOR MOTHER'S TRUST, INVESTMENT RELATED, PONTE VERDA FL, BEGAN 1995, MINIMAL TIME SPENT. CO-TRUSTEE FOR FATHER'S TRUST, INVESTMENT RELATED, PONTE VERDA FL, BEGAN 1997, MINIMAL TIME SPENT. NORTH BAY CHILDREN'S CENTER, INVT RELATED, NOVATO, CA, FINANCE COMMITTEE CHAIR, START DATE 6/28/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MONTHLY MEETINGS VIA ZOOM TO REVIEW THE FINANCIAL STATEMENTS THAT ARE PREPARED BY AN OUTSIDE CPA (DONNA COHEN & ASSOC) AND REVIEW THE YEAR-END AUDIT STATEMENTS AND THE FORECAST REPORTS FOR THE UPCOMING FISCAL YEAR. NORTH BAY CHILDREN'S CENTER, INVT RELATED, NOVATO, CA, EXECUTIVE COMMITTEE, START DATE 6/29/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS TO DISCUSS WHAT'S GOING ON IN EACH AREA OF THE ORGANIZATION WITH A CHAIR OF EACH COMMITTEE REPRESENTED BY FINANCE, RESOURCE DEVELOPMENT, GOVERNANCE, CAPITAL CAMPAIGN IN PREPARATION FOR THE QUARTERLY BOARD MEETINGS. NORTH BAY CHILDREN'S CENTE; INV RELATED; NOVATO,CA; TREASURER; START DATE: 07/01/2024; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-03-31
• S65 Uniform Investment Adviser Law Examination
  1995-10-05

Other Names

• Alice B Douglas
• Alice Bole Pidgeon
• Alice Bole Douglas