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Warren George Berger

Salem Advisory Group LLC

Wells, ME

CRD 1003007

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Employer firm

Salem Advisory Group LLC CRD 145697

$76.2M regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Salem Advisory Group Llc

1332 Post Road Suite 2A, Wells, ME 04090 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-04-29
NH RA APPROVED 2014-02-11
ME RA APPROVED 2009-01-05
  • OH RA
    APPROVED
    Since 2019-04-29
  • NH RA
    APPROVED
    Since 2014-02-11
  • ME RA
    APPROVED
    Since 2009-01-05

Branch Locations

1332 Post Road Suite 2A, Wells, ME 04090 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lamaine Industries Sidell LA 10/2011 10/2023
Salem Advisory Group, Llc Wells ME 01/2009 Present
Salem Advisory Group, Llc Wells ME 10/2015 Present
Previous Registrations
  • 2002-07-29 → 2002-12-04
    New England Securities
    New Orleans, LA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-09-21
  • S63 Uniform Securities Agent State Law Examination
    2006-09-21
Designations
  • Chartered Financial Consultant
Other Names
  • Iii Warren George Berger
  • Warren George Iii Berger
  • Warren George Berger

View on SEC IAPD

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