Best Investors Account Sign in
Inactive

Warren George Berger

Salem Advisory Group LLC

Wells, ME

Claim This Profile
Current Employers
Salem Advisory Group Llc

1332 Post Road Suite 2A, Wells, ME 04090 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-04-29
NH RA APPROVED 2014-02-11
ME RA APPROVED 2009-01-05
  • OH RA
    APPROVED
    Since 2019-04-29
  • NH RA
    APPROVED
    Since 2014-02-11
  • ME RA
    APPROVED
    Since 2009-01-05

Branch Locations

1332 Post Road Suite 2A, Wells, ME 04090 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lamaine Industries Sidell LA 10/2011 10/2023
Salem Advisory Group, Llc Wells ME 01/2009 Present
Salem Advisory Group, Llc Wells ME 10/2015 Present
Previous Registrations
  • 2002-07-29 → 2002-12-04
    New England Securities
    New Orleans, LA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-09-21
  • S63 Uniform Securities Agent State Law Examination
    2006-09-21
Designations
Other Names
  • Iii Warren George Berger
  • Warren George Iii Berger
  • Warren George Berger

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK
LPL ENTERPRISE, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
ATLANTIC COAST FINANCIAL
EDWARD JONES
FIDUCIENT ADVISORS LLC
LPL FINANCIAL LLC

Other Investors

JOSEPH MICHAEL ALVAREZ
PETER C BISHOP
William O'Shea Rispoli
KEVIN JAMES COLLEY
WILLIAM PAUL GLIDDEN
NANCY ANN HAFFORD
LANCE ROBERT HOENIG
DIANE ELIZABETH HOENIG

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Wells, ME
LPL ENTERPRISE, LLC · WELLS, ME
STATE FARM INVESTMENT MANAGEMENT CORP. · Wells, ME
AMERIPRISE FINANCIAL SERVICES, LLC · Kennebunk, ME
ATLANTIC COAST FINANCIAL · KENNEBUNK, ME
EDWARD JONES · OGUNQUIT, ME
EDWARD JONES · KENNEBUNK, ME
EDWARD JONES · Kennebunk, ME

More in Wells, ME

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor