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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-04
  • TX RA
    APPROVED
    Since 2022-01-04

Branch Locations

10000 Memorial Drive, Suite 200, Houston, TX 77024 • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Elite Insurance Agency Inc Houston TX 11/1978 Present
Voya Financial Advisors Des Moines IA 09/2014 02/2019
Concourse Financial Group Securities Inc (Fka Proequities Inc) Houston TX 03/2019 12/2021
The Leaders Group Inc Littleton CO 01/2022 Present
  • 11/1978 → Present
    Elite Insurance Agency Inc
    Houston, TX
  • 09/2014 → 02/2019
    Voya Financial Advisors
    Des Moines, IA
  • 03/2019 → 12/2021
    Concourse Financial Group Securities Inc (Fka Proequities Inc)
    Houston, TX
  • 01/2022 → Present
    The Leaders Group Inc
    Littleton, CO
Previous Registrations
  • 2019-04-30 → 2021-12-31
    Concourse Financial Group Securities, Inc.
    Houston, TX
    Birmingham, AL
    Houston, TX
  • 2008-04-21 → 2019-03-12
    Windsor, CT
    Houston, TX
    Des Moines, IA
Other Businesses

1.) ARCHER INSURANCE TECH - 9/2/21 - 10000 Memorial Drive, Suite 200, Houston, TX 77024 - CEO, Oversee operations, Not Invt Rel, Agency technology company, 5 hrs/mo; 5 hrs/mo (during trading hours). 2.) RED INSURANCE GROUP INC - 1/1/2000 - 10000 Memorial Drive, Suite 200, Houston, TX 77024 - Independent Agent, Sales, Sell insurance, Invt Rel, Insurance business, 15 hrs/mo; 5 hrs/mo (during trading hours) 3.) ELITE INSURANCE AGENCY INC - 9/1/2023 - 10000 Memorial Drive, Suite 200, Houston, TX 77024 - 1st Vice President, Oversee operations, now as an employee of Alliant, Not Invt Rel, Insurance business, 100 hrs/mo; 30 hrs/mo (during trading hours). 4.) TLG ADVISORS INC - 1/3/2022 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR, Invt Rel, RIA business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-17
S63 Uniform Securities Agent State Law Examination 1984-05-22
  • S66 Uniform Combined State Law Examination
    2007-12-17
  • S63 Uniform Securities Agent State Law Examination
    1984-05-22
Designations
Other Names
  • Tom Archer

View on SEC IAPD

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