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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-04-11
TX RA APPROVED 2024-04-11
  • AL RA
    APPROVED
    Since 2024-04-11
  • TX RA
    APPROVED
    Since 2024-04-11

Branch Locations

826 Bank St Ne, Decatur, AL 35601 • United States

304 E Dr Hicks Blvd [Satellite], Florence, AL 35630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Florence AL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Florence AL 11/2016 04/2024
Wells Fargo Advisors Financial Network, Llc Florence AL 04/2024 Present
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR STEP-MOTHER; INV RELATED; FLORENCE, AL; START DATE 12/14/2022 ; 1 HR PER MONTH, O HRS DURING TRADING. TTR INVESTMENTS INC, INV RELATED, FLORENCE, AL, 100% OWNERSHIP, START 12/12/2023, 0 HOUR PER MONTH, 0 HOURS DURING TRADING, FINET PRACTICE. RENTAL PROPERTY, INV RELATED, FLORENCE, AL, 100% OWNERSHIP, START 1/18/17, 1 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-12-07
  • S63 Uniform Securities Agent State Law Examination
    1984-12-07
Other Names
  • Tom Ross
  • Thomas Tyler Ross

View on SEC IAPD

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