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Harold Fredrick Nelson

Buckhead Capital Management, LLC

Atlanta, GA

CRD 1002917

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Employer firm

Buckhead Capital Management, LLC CRD 110707

$5.76B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Buckhead Capital Management, Llc

900 Circle 75 Pkwy Se Suite 900, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-07-15
  • GA RA
    APPROVED
    Since 2021-07-15

Branch Locations

900 Circle 75 Pkwy Se Suite 900, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Buckhead Capital Management, Llc Atlanta GA 10/2015 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-10-29
  • S63 Uniform Securities Agent State Law Examination
    1981-10-29
Other Names
  • Rick Nelson

View on SEC IAPD

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PARIMAL H PATEL
CLAYTON SHAWN GIBSON
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Nearby Offices

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