Stephen Paul Patrick

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2016-09-09

PA RA
APPROVED

Since 2016-09-09

Branch Locations

2400 Ansys Dr Ste 304, Canonsburg, PA 15317 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Pittsburgh	PA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Pittsburgh	PA	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Pittsburgh, PA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Pittsburgh, PA

Other Businesses

TRUSTEE OF PARENTS TRUST; INV. RELATED; PITTSBURGH, PA; START DATE 10/1/2020; MINIMAL TIME SPENT PER MONTH; 0 HRS DURING TRADING.; EXECUTOR FOR FATHER, INV RELATED, CANONSBURG, PA, START: 5/1/2023, 3 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-06-25
S63	Uniform Securities Agent State Law Examination	1983-06-17

S65 Uniform Investment Adviser Law Examination

1992-06-25
S63 Uniform Securities Agent State Law Examination

1983-06-17

View on SEC IAPD