Robert Evan Ahrendt

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2023-10-02
TX	RA	APPROVED_RES	2023-09-12

WA RA
APPROVED

Since 2023-10-02
TX RA
APPROVED_RES

Since 2023-09-12

Branch Locations

Bothell, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc	Bellevue	WA	03/2013	03/2017
Massmutual Life Insurance Co	Seattle	WA	07/2016	04/2023
Mml Investors Services, Llc	Seattle	WA	03/2017	04/2023
Lpl Financial Llc	Bothell	WA	09/2023	Present
Unemployed	Bothell	WA	05/2023	08/2023

03/2013 → 03/2017

Metlife Securities Inc

Bellevue, WA
07/2016 → 04/2023

Massmutual Life Insurance Co

Seattle, WA
03/2017 → 04/2023

Mml Investors Services, Llc

Seattle, WA
09/2023 → Present

Lpl Financial Llc

Bothell, WA
05/2023 → 08/2023

Unemployed

Bothell, WA

Previous Registrations

2017-03-25 → 2023-04-27

Mml Investors Services, Llc

Bellevue, WA

Seattle, WA
2013-03-25 → 2017-03-25

Msi Financial Services, Inc.

Bellevue, WA
2006-09-28 → 2013-03-26

Edward Jones

Kirkland, WA

Kirkland, WA

St Louis, MO

Kirkland, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-09-07

S66 Uniform Combined State Law Examination

2006-09-07

View on SEC IAPD