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William John Scott

Oppenheimer & Co. Inc.

Grosse Pointe Farms, MI

Grosse Pointe Farms, MI

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-06-30
MI RA APPROVED 2015-12-08
NJ RA APPROVED 2007-05-01
OH RA APPROVED 2006-12-12
  • TX RA
    APPROVED_RES
    Since 2016-06-30
  • MI RA
    APPROVED
    Since 2015-12-08
  • NJ RA
    APPROVED
    Since 2007-05-01
  • OH RA
    APPROVED
    Since 2006-12-12

Branch Locations

Grosse Pointe Farms, MI • United States

63 Kercheval Avenue Suite 300, Grosse Pointe Farms, MI 48236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co., Inc. Grosse Pointe MI 01/1999 Present
  • 01/1999 → Present
    Fahnestock & Co., Inc.
    Grosse Pointe, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-22
S63 Uniform Securities Agent State Law Examination 1982-02-17
  • S65 Uniform Investment Adviser Law Examination
    2007-03-22
  • S63 Uniform Securities Agent State Law Examination
    1982-02-17

View on SEC IAPD

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