Greg Andrew Barishman

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-03-21

NY RA
APPROVED

Since 2024-03-21

Branch Locations

Lido Beach, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dynasty Advisors Llc	Iselin	NJ	06/2005	04/2024
Cetera Advisors Llc	Denver	CO	01/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2024	Present
G.B. Andrews, Llc	Lido Beach	CA	11/2024	Present

06/2005 → 04/2024

Dynasty Advisors Llc

Iselin, NJ
01/2013 → Present

Cetera Advisors Llc

Denver, CO
03/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
11/2024 → Present

G.B. Andrews, Llc

Lido Beach, CA

Other Businesses

NAME OF OTHER BUSINESS: G.B. ANDREWS, LLC , INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: LOGISTICS, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: EMPLOYEE, APX NUMBER OF HOURS PER WEEK: 10-20, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: MONITORING TRUCK DRIVERS;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1982-01-13

S63 Uniform Securities Agent State Law Examination

1982-01-13

Other Names

Greg Andrew Barishman

View on SEC IAPD