Richard Joseph Schneiderman

Current Employers

Gms Group

120 Eagle Rock Ave Suite 300, East Hanover, NJ 07936 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APP_PEND_IARCE	2026-01-01

NJ RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

120 Eagle Rock Ave Suite 300, East Hanover, NJ 07936 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Gms Group, L.L.C.	Livingston	NJ	05/2009	12/2019
The Gms Group, L.L.C	East Hanover	NJ	12/2019	Present

05/2009 → 12/2019

The Gms Group, L.L.C.

Livingston, NJ
12/2019 → Present

The Gms Group, L.L.C

East Hanover, NJ

Previous Registrations

2006-07-25 → 2009-05-13

Wells Fargo Clearing Services, Llc

Summit, NJ

Short Hills, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-06-30
S63	Uniform Securities Agent State Law Examination	1994-08-22

S65 Uniform Investment Adviser Law Examination

2006-06-30
S63 Uniform Securities Agent State Law Examination

1994-08-22

View on SEC IAPD

Current Employers

Gms Group

Disclosures

Employment History

Previous Registrations

Exams

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