Nancy Ann Rowland

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2013-02-04

CA RA
APPROVED

Since 2013-02-04

Branch Locations

Venice, FL • United States

555 Mission St Fl 16, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Northwestern Mutual Life Insurance C	Milwaukee	WI	08/1988	Present
Northwestern Mutual Investment Services, Llc	San Francisco	CA	11/1988	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	10/2014	Present

08/1988 → Present

The Northwestern Mutual Life Insurance C

Milwaukee, WI
11/1988 → Present

Northwestern Mutual Investment Services, Llc

San Francisco, CA
10/2014 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-02-01
S63	Uniform Securities Agent State Law Examination	1982-05-25

S65 Uniform Investment Adviser Law Examination

2013-02-01
S63 Uniform Securities Agent State Law Examination

1982-05-25

View on SEC IAPD