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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2016-06-02 |
| FL | RA | APPROVED | 2013-11-19 |
| CA | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
2 North Tamiami Trail Suite 1100, Sarasota, FL 34236 • United States
500 Post Road East 3Rd Floor, Westport, CT 06880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Fairfield | CT | 06/2009 | Present |
| Morgan Stanley Smith Barney Llc | Sarasota | FL | 11/2013 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
*538674 - Bird Key Yacht Club Foundation; Investment related No; Sarasota, Florida; Non-Profit; Committee Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2023; During business hours: 5; After business hours: 0; priorize capital improvement projects that the Board recommends
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1981-08-20 |
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