David Eugene Walker

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2003-12-15
FL	RA	APPROVED	1986-09-10

TX RA
APPROVED_RES

Since 2003-12-15
FL RA
APPROVED

Since 1986-09-10

Branch Locations

201 N. New York Avenue 3Rd Floor, Winter Park, FL 32789 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Orlando	FL	05/1981	Present

05/1981 → Present

Ubs Financial Services Inc.

Orlando, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-12-28
S63	Uniform Securities Agent State Law Examination	1984-09-06

S65 Uniform Investment Adviser Law Examination

1994-12-28
S63 Uniform Securities Agent State Law Examination

1984-09-06

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

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