Best Investors
Account
Sign in
Best Investors
Account
Sign in
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-01-12 |
Branch Locations
8100 Penn Ave, Suite 175, Bloomington, MN 55431 • United States
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Edina | MN | 12/1996 | 02/2018 |
| Lpl Financial Llc | Bloomington | MN | 02/2018 | 01/2024 |
| Osaic Wealth, Inc. | Bloomington | MN | 01/2024 | Present |
| Focus Financial Network Inc | Bloomington | MN | 01/2024 | Present |
1. 02/14/2018 - Mertz Wealth Strategies - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 1989 - Time Spent 25%. 2. MERTZ WEALTH STRATEGIES POSITION: Owner NATURE: Scorp INVESTMENT RELATED: No NUMBER OF HOURS: 65 SECURITIES TRADING HOURS: 60 START DATE: 01/01/1990 ADDRESS: 8100 Penn Ave S, Suite 175, Bloomington MN 55431, United States DESCRIPTION: prepare income tax 3. FOCUS FINANCIAL NETWORK INC POSITION: Financial Advisor NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 130 START DATE: 01/12/2024 ADDRESS: 8100 PENN AVE S UNIT 175, Bloomington MN 55431, United States DESCRIPTION: Financial advisory activities. Financial Planning tax planning and strategies. Retirement planning
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1981-08-17 |
Reach out to this advisor