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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-03-04
  • GA RA
    APPROVED
    Since 2020-03-04

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

275 Somerset Court, Sandy Springs, GA 30350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Leaders Group, Inc. Littleton CO 09/2011 Present
Capital Creation & Protection Inc Dba Wealth Risk Management Marietta GA 01/2014 Present
Senior Market Sales Omaha NE 03/2023 07/2023
  • 09/2011 → Present
    The Leaders Group, Inc.
    Littleton, CO
  • 01/2014 → Present
    Capital Creation & Protection Inc Dba Wealth Risk Management
    Marietta, GA
  • 03/2023 → 07/2023
    Senior Market Sales
    Omaha, NE
Previous Registrations
  • 2005-04-21 → 2007-04-24
    Securities America Advisors, Inc.
    Atlanta, GA
  • 2003-09-10 → 2005-04-13
    Fsc Securities Corporation
    Atlanta, GA
Other Businesses

1.) CAPITAL CREATION & PROTECTION INC (dba WEALTH RISK MANAGEMENT) - 12/1/1993 - 275 Somerset Court Sandy Springs, GA 30350 - Owner & Broker, This is my business for fixed life, disability, LTC & group life, dental and ltd, I solicit sales make depostis, perform policy service, commissions based, work is done during normal business hours, Life, LTC, disability & group life, dental & ltd insurance sales, Not Invt Rel, 150+ hrs/mo; 150+ hrs/mo (during trading hours). 2.) TLG ADVISORS, INC - 3/3/2020 - 475 Springfield Avenue, Summit, NJ 07901 - IAR Rep, Invt Rep, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 3.) GESTALT FINANCIAL GROUP - 11/10/2025 - 275 Somerset Court, Atlanta, GA 30350 - Recruiter, Creation of a producer group to promote the Portfolio Waterfall Strategy offered by TLG Advisors, Invt Rel, Insurance Business, 20 hrs/mo; 15 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-06
S63 Uniform Securities Agent State Law Examination 1982-10-22
  • S65 Uniform Investment Adviser Law Examination
    1995-03-06
  • S63 Uniform Securities Agent State Law Examination
    1982-10-22
Designations

View on SEC IAPD

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