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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-01 |
| OH | RA | APPROVED | 2026-02-18 |
| GA | RA | APPROVED | 2025-06-16 |
| PA | RA | APPROVED | 2025-03-25 |
| NC | RA | APPROVED | 2024-01-19 |
| NJ | RA | APPROVED | 2022-04-13 |
| NY | RA | APPROVED | 2021-04-16 |
| MD | RA | APPROVED | 2020-10-07 |
| FL | RA | APPROVED | 2020-09-14 |
| TX | RA | APPROVED_RES | 2020-08-25 |
| CT | RA | APPROVED | 2020-07-20 |
Branch Locations
136-20 38Th Avenue Unit 8J, Flushing, NY 11354 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Scarsdale | NY | 08/2016 | 06/2020 |
| Guardian Life Insurance Company | New York | NY | 06/2020 | 03/2021 |
| Park Avenue Securities | New York | NY | 06/2020 | 03/2021 |
| Guardian Life Insurance Company | Flushing | NY | 03/2021 | Present |
| Park Avenue Securities | Flushing | NY | 03/2021 | Present |
1. Outside Insurance-Insurance other than Guardian, Start: 09/22/2024, Address: 136-20 38th Ave., Suite# 8J, Flushing, NY 11354, 8 total hours per month, 8 during securities trading hours, Less than 10% annual compensation, Investment related, 2. Rental Property, Start Date: 10/7/2024, Address: 75 Cos Cob Avenue Unit 23 Cos Cob, CT 06807 Address: 1600 Beddford ST. Unit 303, Stamford, CT 06905, 0 total hours per month, 0 during securities trading hours, Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-29 |
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