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Richard Craig Johnston

LPl Financial LLC

Grant, MN

Gold Canyon, AZ

CRD 1000817

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-21
  • MN RA
    APPROVED
    Since 2014-01-21

Branch Locations

Grant, MN • United States

Gold Canyon, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Roseville MN 05/1992 Present
Other Businesses

1. 09/15/2005 - JOHNSTON FINANCIAL SERVICES - INV REL - Business Entity For Tax/Investment Purposes Only - ACCOUNTING ONLY

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-08-12
  • S63 Uniform Securities Agent State Law Examination
    1981-08-12
Designations
  • Certified Financial Planner
Other Names
  • Craig Johnston

View on SEC IAPD

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