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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-13
  • NY RA
    APPROVED
    Since 2021-05-13

Branch Locations

5709 State Route 10, Cobleskill, NY 12043 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-25
  • NY RA
    APPROVED
    Since 2021-03-25

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

2668 State Route 7 Suite 31, Cobleskill, NY 12043-9802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Planning, Inc. Cobleskill NY 05/1986 Present
  • 05/1986 → Present
    Lincoln Investment Planning, Inc.
    Cobleskill, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-09-22
S65 Uniform Investment Adviser Law Examination 1998-09-29
  • S63 Uniform Securities Agent State Law Examination
    2000-09-22
  • S65 Uniform Investment Adviser Law Examination
    1998-09-29

View on SEC IAPD

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