Cathie Michelle Callahan D'ITri

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 06/2025
  Western International Securities, Inc.
  Pasadena, CA
• 06/2025 → Present
  Lpl Financial Llc
  Mission Viejo, CA

Previous Registrations

• 2009-04-21 → 2025-06-05
  Western International Securities, Inc.
  Newport Beach, CA
  Newport Beach, CA
  Mission Viejo, CA
• 2007-04-02 → 2009-04-20
  Morgan Stanley & Co. Llc
  Newport Beach, CA
• 2004-11-08 → 2007-04-02
  Morgan Stanley Dw Inc.
  Laguna Woods, CA
  Newport Beach, CA
  Laguna Woods, CA

Other Businesses

1- 06/2025 - Non-Variable Insurance - Not Investment Related - At Reported Business Location(s) - Start Date 11/01/2021 - 3 hours per month/ 0 hours during trading 2-06/2025 - HIGHLAND LIGHT GATE AN MAINTENANCE HOA/POWERSTONE PROPERTY MANAGEMENT - Non-Profit Board Member - Not Investment Related - Irvine, CA - Start Date 10/01/2023 - 8 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2004-06-02
• S63 Uniform Securities Agent State Law Examination
  1992-09-25

Other Names

• Cathie Michelle Callahan
• Cathie Michelle Callahan D'ITri
• Cathie Michelle D'ITri
• Cathie M. Callahan D'ITri
• Cathie D'ITri