Bonnie Sue Laffie

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1977 → Present
  H. Groman Associates
  East Meadow, NY
• 10/1977 → 11/2018
  Signator Investors, Inc.
  Boston, MA
• 10/1977 → Present
  John Hancock Mutual Life Insurance Compa
  Boston, MA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Melville, NY

Previous Registrations

• 2004-09-07 → 2018-11-02
  Signator Investors, Inc.
  Hauppauge, NY
  Westbury, NY
  Melville, NY
  Westbury, NY

Other Businesses

1. INSURANCE BROKER, BONNIE LAFFIE POSITION: insurance broker NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 12/22/2000 ADDRESS: 575 Broad Hollow Rd, Melville NY 11747, United States DESCRIPTION: sale and insurance of fixed insurance products 2. BONNIE S LAFFIE FINANCIAL SERVICES POSITION: Investment Advisor Representative NATURE: sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 30 START DATE: 06/01/2012 ADDRESS: 575 Broad Hollow Road, Melville NY 11747, United States DESCRIPTION: Selling insurance products,selling investment products andservicing clients. 3. BONNIE S LAFFIE ,TRUSTEE FOR THE LAFFIE FAMILY TRUST, FBO SCOTT LAFFIE POSITION: Trustee NATURE: This is a family trust for the benefit of each of my children. The account #[REDACTED]. It is an irrevocable trust. I am a co Trustee with my Friend Mitchell Koshers INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/08/2018 ADDRESS: 16302 Aspenwood drive, Plainview NY 11803, United States DESCRIPTION: I participate in S/A reviews for the account stated.I also give authorization to distribute any funds.I am not involved in any trading. 4. MOXXIE NETWORK POSITION: member NATURE: Networking group INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2013 ADDRESS: 107 Wohseepee Dr., Brightwaters NY 11718, United States DESCRIPTION: a member only who attends meetings.

Exams

• S66 Uniform Combined State Law Examination
  1998-08-24

Designations

• Chartered Financial Consultant