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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-04 |
| TN | RA | APPROVED | 2025-01-13 |
| MS | RA | APPROVED | 2025-01-09 |
Branch Locations
1100 Ridgeway Loop Road, Memphis, TN 38120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Memphis | TN | 09/2016 | 06/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Memphis | TN | 09/2016 | 06/2018 |
| Unemployed | Hernando | MS | 07/2016 | 09/2016 |
| Valic Financial Advisors, Inc. | Brentwood | TN | 06/2018 | 07/2021 |
| Ally Invest Securities Llc | Charlotte | NC | 07/2021 | 10/2023 |
| Raymond James Financial Services Inc. | Hernando | MS | 10/2023 | 12/2024 |
| Raymond James Financial Services Advisors Inc. | Hernando | MS | 10/2023 | 12/2024 |
| Raymond James & Associates, Inc. | Memphis | TN | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-26 |
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