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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-23 |
| GA | RA | APPROVED | 2024-08-23 |
| MS | RA | APPROVED | 2024-08-23 |
Branch Locations
3330 Cumberland Blvd Suite 500, Atlanta, GA 30339 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc | Norcross | GA | 03/2010 | 08/2024 |
| Ashworth & Sullivan Wealth Management Group, Llc | Atlanta | GA | 03/2010 | 12/2021 |
| Osaic Wealth, Inc. | Atlanta | GA | 08/2024 | Present |
1)APPOINTMENTS WITH MULTIPLE INSURANCE CARRIERS; INVESTMENT RELATED; INSURANCE PRODUCTS; AGENT; 01/01/2012; 4 HRS/MONTH; COMMISSIONS; DETERMINE NEED & SUITABILITY FOR APPROPRIATE INSURANCE PRODUCTS. 2)Brandenburg Wealth Advisors;investment related;3330 Cumberland Blvd,Suite 500,Atlanta,GA 30339;investments through Triad Advisors;president/financial advisor;12/22/2021;160 hrs/month;6.5 hrs during trading;manage & service investor investment accounts
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1981-07-28 |
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