Jon Alan Henderson

Mml Investors Services, LLC

The Woodlands, TX

CRD 1000530

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2024-07-02
TX	RA	APPROVED	2021-11-18
PA	RA	APPROVED	2010-08-24

MN RA
APPROVED

Since 2024-07-02
TX RA
APPROVED

Since 2021-11-18
PA RA
APPROVED

Since 2010-08-24

Branch Locations

The Woodlands, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Inc.	Pittsburgh	PA	09/1982	Present
Massmutual Life Insurance Company	Pittsburgh	PA	05/1979	Present
Mml Investors Services, Llc	Pittsburgh	PA	03/2017	Present

09/1982 → Present

Mml Investors Services, Inc.

Pittsburgh, PA
05/1979 → Present

Massmutual Life Insurance Company

Pittsburgh, PA
03/2017 → Present

Mml Investors Services, Llc

Pittsburgh, PA

Previous Registrations

2016-12-05 → 2017-03-25

Msi Financial Services, Inc.

Pittsburgh, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-03-30
S63	Uniform Securities Agent State Law Examination	1991-05-28

S65 Uniform Investment Adviser Law Examination

1999-03-30
S63 Uniform Securities Agent State Law Examination

1991-05-28

View on SEC IAPD

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