Kathleen Ann Covey

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 02/2017
  Westpark Capital Inc.
  Irvine, CA
• 02/2017 → Present
  Independent Financial Group, Llc
  Encinitas, CA
• 03/1983 → Present
  Covey & Covey
  Encinitas, CA

Previous Registrations

• 2016-08-16 → 2017-02-06
  Westpark Capital, Inc.
  Irvine, CA
• 2014-03-27 → 2016-12-31
  Covey & Covey
  Encinitas, CA
• 2009-01-06 → 2016-08-22
  Newport Coast Securities, Inc.
  Irvine, CA
  New York, NY
  San Diego, CA
  San Clemente, CA
• 2015-01-14 → 2015-04-06
  Newport Coast Asset Management, Inc.
  San Diego, CA
• 2009-02-18 → 2009-12-31
  Covey & Covey
  Encinitas, CA
  Encinitas, CA
• 2007-10-01 → 2008-12-31
  Brecek & Young Advisors, Inc.
  San Diego, CA
• 1997-07-08 → 2008-12-31
  Covey & Covey
  San Diego, CA
  San Diego, CA

Other Businesses

(1) COVEY & COVEY, A REGISTERED INVESTMENT ADVISORY FIRM POSITION: 100% owner NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 03/15/1982 ADDRESS: 503 Forrest Bluff, Encinitas CA 92024, United States DESCRIPTION: 100% OWNER OF COVEY & COVEY A CA STATE REGISTERED INVESTMENT ADVISOR (2) COVEY & COVEY POSITION: Sole Proprietor, DBA NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/19/2003 ADDRESS: 503 Forrest Bluff, Encinitas CA 92024, United States DESCRIPTION: (2) 100% OWNER OF DBA COVEY & COVEY Financial Planning Services since 2003. 60% TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. Financial Planning services; providing financial plans. (3) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/15/1979 ADDRESS: 503 Forrest Bluff, Encinitas CA 92024, United States DESCRIPTION: CA INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS (4) NORTH COUNTY WOMEN IN NETWORKING POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/17/2024 ADDRESS: 503 Forrest Bluff, Encinitas CA 92024, United States DESCRIPTION: I serve as the secretary for the North County Women In Networking (NCWIN). NCWIN is a not for profit networking group donating funds for one or more charities.

Exams

• S66 Uniform Combined State Law Examination
  2000-05-25
• S63 Uniform Securities Agent State Law Examination
  1995-09-19

Designations

• Certified Financial Planner