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Timothy David Sellner

LPl Enterprise, LLC

Minneapolis, MN

St Louis Park, MN

CRD 874939

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
  • MN RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

Minneapolis, MN • United States

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. St Louis Park MN 07/1977 11/2024
Prudential Insurance Company Of America St Louis Park MN 07/1977 Present
Lpl Enterprise, Llc St. Louis Park MN 11/2024 Present
Previous Registrations
Other Businesses

Power of Attorney~3824 Chowen Ave. S, Minneapolis, MN 55410~POA~N~Power of attorney for wife~01/2006~0 hrs/mo~0 trading hrs/mo|John P Sellner Trust UAD Jan. 24, 2017~3824 Chowen Ave. S., Minneapolis, MN 55410~Trust~N~Trustee for brothers trust. Help to disburse items/assets in accordance with Trust.~04/26/2018~1 hrs/mo~0 trading hrs/mo|American General|Banner Life Ins Co|Continental Casualty Co|Lincoln Benefit Life Co|Lincoln Nat'l Life ins Co|Principal|Provident Life & Casualty Ins Co|Standard Ins Co|Transamerica|Union Security Life Ins Co|UNUM Life Ins Co

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-14
S63 Uniform Securities Agent State Law Examination 1985-12-31
  • S65 Uniform Investment Adviser Law Examination
    1996-11-14
  • S63 Uniform Securities Agent State Law Examination
    1985-12-31
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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