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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
Minneapolis, MN • United States
600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | St Louis Park | MN | 07/1977 | 11/2024 |
| Prudential Insurance Company Of America | St Louis Park | MN | 07/1977 | Present |
| Lpl Enterprise, Llc | St. Louis Park | MN | 11/2024 | Present |
Power of Attorney~3824 Chowen Ave. S, Minneapolis, MN 55410~POA~N~Power of attorney for wife~01/2006~0 hrs/mo~0 trading hrs/mo|John P Sellner Trust UAD Jan. 24, 2017~3824 Chowen Ave. S., Minneapolis, MN 55410~Trust~N~Trustee for brothers trust. Help to disburse items/assets in accordance with Trust.~04/26/2018~1 hrs/mo~0 trading hrs/mo|American General|Banner Life Ins Co|Continental Casualty Co|Lincoln Benefit Life Co|Lincoln Nat'l Life ins Co|Principal|Provident Life & Casualty Ins Co|Standard Ins Co|Transamerica|Union Security Life Ins Co|UNUM Life Ins Co
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-31 |
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