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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-12 |
| CA | RA | APPROVED | 2026-07-07 |
Branch Locations
620 Newport Ctr Dr Suite 900, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comerica Securities, Inc. | Costa Mesa | CA | 05/2016 | 11/2023 |
| Ameriprise Financial Services, Llc | Costa Mesa | CA | 11/2023 | 07/2026 |
| Raymond James & Associates, Inc. | Newport Beach | CA | 07/2026 | Present |
(1) Name of Business: Address: 117 Measure, Irvine, CA, 92618, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 07/05/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2) Name of Business: Matsumoto & Matsumoto Address: 117 Measure, Irvine, CA, 92618, United States Activity Type: Business Owner Position/Title: Partner, Owner/Proprietor Investment Related: Yes Start Date: 12/25/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Identify investment opportunities for the general partnership (investment club).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-05 |
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