Susan Hollahan Mccarthy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2006 → Present
  Linsco Private Ledger
  Chicago, IL

Previous Registrations

• 2002-01-10 → 2006-03-27
  Valic Financial Advisors, Inc.
  Chicago, IL

Other Businesses

(1) 04/24/2006 - MCCARTHY INVESTMENT STRATEGIES, INC. (2) 05/02/13 - GRACE NOTES, INFORMAL NAME OF BAND - OTHER-MUSICAL GROUP - I AM A MEMBER OF A VOLUNTEER MUSICAL GROUP WHICH PERFORMS FOR RETIREMENT HOMES, HOSPITALS, CHURCHES, AND LOCAL LIBRARIES. THE NAME OF OUR BAND IS ¿GRACE NOTES¿. WE HAVE 6 PLAYERS (GUITAR, BANJO, VIOLIN, HAMMERED DULCIMER, ACCORDION, TIN WHISTLE) - 2% OF TIME SPENT

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-06-22
• S63 Uniform Securities Agent State Law Examination
  1980-02-29

Designations

• Certified Financial Planner

Other Names

• Susan Mccarthy
• Susan Hollahan
• Susan Hollahan
• Susan Hollahan Tuggle
• Susan Hollahan
• Susan Hollahan Mccarthy
• Susan Hollahan Mccarthy, Cfp