Steven Russel Dietz

Cetera Investment Advisers LLC

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Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-03-21

NJ RA
APPROVED

Since 2024-03-21

Branch Locations

442 Highway 35 South Bldg A 1St Floor, Eatontown, NJ 07724 • United States

Neptune, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Securities Corp	Red Bank	NJ	12/2014	06/2022
Cetera Advisors Llc	St Cloud	MN	06/2022	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2024	Present

12/2014 → 06/2022

National Securities Corp

Red Bank, NJ
06/2022 → Present

Cetera Advisors Llc

St Cloud, MN
03/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2015-01-22 → 2022-07-06

B. Riley Wealth Advisors, Inc.

Red Bank, NJ

Eatontown, NJ
2008-08-28 → 2014-12-15

J P Turner & Company Capital Management, Llc

Red Bank, NJ
2006-10-12 → 2008-08-20

First Montauk Securities Corp.

Red Bank, NJ

Red Bank, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-28
S63	Uniform Securities Agent State Law Examination	1985-09-05

S65 Uniform Investment Adviser Law Examination

1999-09-28
S63 Uniform Securities Agent State Law Examination

1985-09-05

Other Names

Steven R Dietz
Steven R Dietz

View on SEC IAPD

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Other Investors

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ROBERT JOSEPH GUNTESKI

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Other Offices

ALLSTATE FINANCIAL ADVISORS, LLC · Eatontown, NJ

C & G FINANCIAL, LLC · TINTON FALLS, NJ

PFS INVESTMENTS INC. · TINTON FALLS, NJ

PFS INVESTMENTS INC. · TINTON FALLS, NJ

PFS INVESTMENTS INC. · TINTON FALLS, NJ

LPL FINANCIAL LLC · EATONTOWN, NJ

LPL FINANCIAL LLC · Eatontown, NJ

LPL FINANCIAL LLC · Eatontown, NJ

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