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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-06-04 |
| VA | RA | APPROVED | 2012-05-31 |
Branch Locations
5309 Commonwealth Centre Pkwy. Suite 407, Midlothian, VA 23112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Midlothian | VA | 01/1990 | Present |
| #Ia Cortright Company | Richmond | VA | 06/1996 | 08/2020 |
(1) 6/11/2010: OTHER-PHOTOGRAPHY - CORTRIGHT PHOTOGRAPHY - DO OCCASIONAL FREE-LANCE PHOTOGRAPHY, MAINLY AS HOBBY, HOWEVER DO ACCEEPT SOME PAYMENT. USE MONEY TO PURCHASE RELATED SUPPLIES. DONE FOR ENJOYMENT MAINLY, NOT AS A BUSINESS. - TIME SPENT 1%. (2) 7/13/2011: OTHER-NOTARY - NOTARIZE SIGNATURES. - TIME SPENT 1% - MIDLOTHIAN, VA. (3) 3/19/2019 - LTCPG - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 03/15/2019 - 8 Hours Per Month During Securities Trading. (4) 9/21/2020 - Cortright Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 9/14/2020 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1979-11-21 |
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