Gary Cleveland Collier

Lombard Advisers Incorporated

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Current Employers

Lombard Advisers Incorporated

1820 Lancaster St, Baltimore, MD 21231 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2007-09-24

VA RA
APPROVED

Since 2007-09-24

Branch Locations

106 Wadsworth Street Suite A, Radford, VA 24141 • United States

1820 Lancaster St, Baltimore, MD 21231 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
A G Edwards & Sons	Roanoke	VA	06/2001	Present
Lombard Securities	Radford	VA	09/2007	Present

06/2001 → Present

A G Edwards & Sons

Roanoke, VA
09/2007 → Present

Lombard Securities

Radford, VA

Previous Registrations

2001-07-23 → 2007-10-04

A. G. Edwards & Sons, Inc.

Roanoke, VA

Roanoke, VA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-02-13
S63	Uniform Securities Agent State Law Examination	1979-11-29

S65 Uniform Investment Adviser Law Examination

1992-02-13
S63 Uniform Securities Agent State Law Examination

1979-11-29

Other Names

Gary C Collier

View on SEC IAPD

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