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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-11-19 |
| FL | RA | APPROVED | 1983-05-09 |
Branch Locations
101 E Kennedy Blvd, Tampa, FL 33602 • United States
Tampa, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tampa | FL | 08/1979 | Present |
| Bank Of America, N.A. | Tampa | FL | 12/2009 | Present |
I*79096 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: AMERICAN SHOTOKAN KENKOJUKU KARATE-DO ALLIANCE INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1713 SOUTH JEFFERSON STREET, PERRY, FLORIDA 32347 NATURE OF BUSINESS: OTHER,ALLIANCE POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 3/1/2014 NUMBER OF HOURS DEVOTED: 8 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM PRESIDENT OF THE ASKKA, WHICH IS A LOOSE ORGANIZATION OF SPECIFIC STYLE KARATE DOJOS NATIONWIDE. I TEACH A CLINIC QUARTERLY IN PERRY , FLORIDA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1989-10-04 |
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