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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-09-08 |
| TX | RA | APPROVED_RES | 2021-01-05 |
| SC | RA | APPROVED | 2019-09-25 |
| OH | RA | APPROVED | 2010-12-14 |
| IL | RA | APPROVED | 2010-08-27 |
Branch Locations
Bluffton, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P Morgan Securities Inc. | Chicago | IL | 08/2010 | Present |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 10/2010 | Present |
Entity Name: Palmetto Publishing Investment related: No Address: 1501 Bell Isle Ave, Mount Pleasant, SC 29464 www. palmettopublishing.com Nature of the other business: Publishing Position/Title/Relationship: Employee/Contractor Start Date: 03/17/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Book Publishing I wrote a historic fiction. No connection to JP Morgan or my current role. Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-21 |
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