Jeffrey Adair Pierce

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Stifel Nicolaus & Co Inc
  Newport Beach, CA

Previous Registrations

• 2008-01-01 → 2009-10-02
  Wells Fargo Clearing Services, Llc
  Laguna Beach, CA
• 2005-07-28 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Laguna Beach, CA
  Laguna Beach, CA
  St. Louis, MO
• 2005-03-28 → 2005-08-08
  Cambridge Investment Research Advisors, Inc.
  Newport Beach, CA
• 2003-03-06 → 2005-03-28
  Cambridge Investment Research, Inc.
  Newport Beach, CA
• 2001-10-25 → 2002-11-25
  Morgan Stanley Dw Inc.
  Costa Mesa, CA

Other Businesses

1. Laguna Plein Air Painters Association (LPAPA); 3251 Laguna Canyon Rd, Ste E Laguna Beach CA 92651; Plein air painting non-profit organization (arts organization); Board Member; Attends monthly board meetings; affiliation started 01/30/2017; 8.0 hours per month; not during securities trading hours; not investment-related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-18
• S63 Uniform Securities Agent State Law Examination
  1986-04-21