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3625 Kavanaugh Blvd. Suite A, Little Rock, AR 72205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2021-11-03 |
Branch Locations
3625 Kavanaugh Blvd. Suite A, Little Rock, AR 72205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| R.M. Duncan Securities, Inc. | Little Rock | AR | 09/1995 | 01/2020 |
| Round Table Services, Llc | Little Rock | AR | 10/2021 | Present |
| Heights Apothecary & Hemp | Little Rock | AR | 01/2020 | Present |
1.) Brent C. Staggs, M.D. Not investment related. 1 Lile Court Ste. 101 Little Rock, AR 72205. Medical transcription. 12/2018. 10 hours/month. Zero hours/month during trading hours. Assist wife in reviewing medical transcription. 2.) Heights Apothecary & Hemp, LLC Not investment-related 5711 Kavanaugh Blvd, Little Rock, AR 72207 Retailing of the highest, most rigorously tested hemp sourced Cannabidiol (CBD), Cannabinoids and related products. Managing member January 23, 2020 Twenty hours per month Zero hours during securities trading hours Equity investor and bookkeeper
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1979-09-04 |
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