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Robert Mueller Randolph

Round Table Financial

Little Rock, AR

CRD 873529

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Employer firm

Round Table Financial CRD 307113

$45.6M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Round Table Financial

3625 Kavanaugh Blvd. Suite A, Little Rock, AR 72205 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2021-11-03
  • AR RA
    APPROVED
    Since 2021-11-03

Branch Locations

3625 Kavanaugh Blvd. Suite A, Little Rock, AR 72205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R.M. Duncan Securities, Inc. Little Rock AR 09/1995 01/2020
Round Table Services, Llc Little Rock AR 10/2021 Present
Heights Apothecary & Hemp Little Rock AR 01/2020 Present
  • 09/1995 → 01/2020
    R.M. Duncan Securities, Inc.
    Little Rock, AR
  • 10/2021 → Present
    Round Table Services, Llc
    Little Rock, AR
  • 01/2020 → Present
    Heights Apothecary & Hemp
    Little Rock, AR
Previous Registrations
Other Businesses

1.) Brent C. Staggs, M.D. Not investment related. 1 Lile Court Ste. 101 Little Rock, AR 72205. Medical transcription. 12/2018. 10 hours/month. Zero hours/month during trading hours. Assist wife in reviewing medical transcription. 2.) Heights Apothecary & Hemp, LLC Not investment-related 5711 Kavanaugh Blvd, Little Rock, AR 72207 Retailing of the highest, most rigorously tested hemp sourced Cannabidiol (CBD), Cannabinoids and related products. Managing member January 23, 2020 Twenty hours per month Zero hours during securities trading hours Equity investor and bookkeeper

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-28
S63 Uniform Securities Agent State Law Examination 1979-09-04
  • S65 Uniform Investment Adviser Law Examination
    1995-06-28
  • S63 Uniform Securities Agent State Law Examination
    1979-09-04
Other Names
  • Bobby Randolph
  • Bob Randolph

View on SEC IAPD

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